Disclosures

Warranties & Disclaimers

There are no warranties implied.

Richard P. Slaughter Associates, Inc. (“RPSAI”) is a registered investment adviser located in Austin, Texas. RPSAI may only transact business in those states in which it is registered or qualifies for an exemption or exclusion from registration requirements. RPSAI’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of RPSAI’s web site on the Internet should not be construed by any consumer and/or prospective client as RPSAI’s solicitation to effect or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by RPSAI with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of RPSAI, please contact the state securities regulators for those states in which RPSAI maintains a registration filing. A copy of RPSAI’s current written disclosure statement discussing RPSAI’s business operations, services, and fees is available at the SEC’s investment adviser public information website – www.adviserinfo.sec.gov or from RPSAI upon written request. RPSAI does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to RPSAI’s web site or incorporated herein and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

This website and information are provided for guidance and information purposes only. Investments involve risk and unless otherwise stated, are not guaranteed. Be sure to first consult with a qualified financial adviser and/or tax professional before implementing any strategy. This website and information are not intended to provide investment, tax, or legal advice.

How Testimonials Are Collected / Testimonial Disclosures:

Periodically, Richard P. Slaughter Associates (RPSAI) surveys select current clients for feedback. Responding clients may choose whether to allow RPSAI to publish their comments, and only comments from clients who grant permission are shown. These testimonials reflect the experiences of certain RPSAI clients and may not be representative of all client experiences. The testimonials shown are as of September 2026. 

No clients were compensated, directly or indirectly, for providing their testimonial or for permitting RPSAI to publish their comments. Testimonials are not indicative of future performance, and no guarantee is made that any client will have the same or a similar experience or achieve the same or similar results. Clients may provide different feedback in the future, and those who submitted testimonials may not remain clients of RPSAI.